The CITES Appendices
Appendices I, II and III to the
Convention are lists of species afforded different levels or types
of protection from over-exploitation (see How
CITES works).
Appendix I lists species that are the most endangered among CITES-listed
animals and plants (see Article
II, paragraph 1 of the Convention). They are threatened with
extinction and CITES prohibits international trade in specimens
of these species except when the purpose of the import is not
commercial (see Article III),
for instance for scientific research. In these exceptional cases,
trade may take place provided it is authorized by the granting
of both an import permit and an export permit (or re-export certificate).
Article VII of the Convention
provides for a number of exemptions to this general prohibition.
Appendix II lists species that are not necessarily now threatened
with extinction but that may become so unless trade is closely
controlled. It also includes so-called "look-alike species",
i.e. species of which the specimens in trade look like those of
species listed for conservation reasons (see Article
II, paragraph 2 of the Convention). International trade in
specimens of Appendix-II species may be authorized by the granting
of an export permit or re-export certificate. No import permit
is necessary for these species under CITES (although a permit
is needed in some countries that have taken stricter measures
than CITES requires). Permits or certificates should only be granted
if the relevant authorities are satisfied that certain conditions
are met, above all that trade will not be detrimental to the survival
of the species in the wild. (See Article
IV of the Convention)
Appendix III is a list of species included at the request of
a Party that already regulates trade in the species and that needs
the cooperation of other countries to prevent unsustainable or
illegal exploitation (see Article
II, paragraph 3, of the Convention). International trade in
specimens of species listed in this Appendix is allowed only on
presentation of the appropriate permits or certificates. (See
Article V of the Convention)
Species may be added to or removed from Appendix I and II, or
moved between them, only by the Conference of the Parties, either
at its regular meetings or by postal procedures (see Article
XV of the Convention). But species may be added to or removed
from Appendix III at any time and by any Party unilaterally (although
the Conference of the Parties has recommended that changes be
timed to coincide with amendments to Appendices I and II).
The names of species in the Appendices may be annotated to qualify
the listing. For example, separate populations of a species may
have different conservation needs and be included in different
Appendices (e.g. the wolf populations included in Appendix I are
only those of Bhutan, India, Nepal and Pakistan, whereas all others
are included in Appendix II). Such specifications can appear next
to the species name or in the Interpretation section. For this
reason, the Appendices should always be consulted alongside the
interpretation with which they are
presented.
Parties may enter reservations
with respect to any species listed in the Appendices in accordance
with the provisions of Articles
XV, XVI or XXIII
of the Convention.
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