Thirteenth meeting of the Conference of the Parties

2 to 14 October 2004, Bangkok (Thailand)

Proposals for amendment of Appendices I and II

Note:

All proposals below are provided in the language and form in which they were received. They will be reformatted, numbered and presented in a new list sorted in taxonomic order shortly. Translations will be provided as they become available.

Proponent

Species covered by the proposal

Proposal

Document
( PDF)
Australia and Madagascar Carcharodon carcharias Inclusion in Appendix II with a zero annual export quota
Botswana, Namibia and South Africa Hoodia spp. Inclusion in Appendix II, with an annotation to read as follows:

Designates all parts and derivatives except those bearing the label "Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement no. BW/NA/ZA xxxxxx)"
China and the United States of America Taxus wallichiana Amendment of the annotation (currently annotation #2), to read:

"Designates all parts and derivatives, except:

a) seeds and pollen; and

b) finished pharmaceutical products."
China Cistanche deserticola (Appendix II) Addition of annotation #1, i.e.:

"Designates all parts and derivatives, except:

a) seeds, spores and pollen (including pollinia);

b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and

c) cut flowers of artificially propagated plants."
China and the United States of America Taxus chinensis, T. cuspidata, T. fuana, T. sumatrana and all infraspecific taxa of these species Inclusion in Appendix II with the following annotation:

"Designates all parts and derivatives, except:

a) seeds and pollen; and

b) finished pharmaceutical products."

[in accordance with Article II, paragraph 2. (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
Colombia Cattleya trianaei Transfer from Appendix I to Appendix II.
Cuba Crocodylus acutus Transfer of the population of Cuba from Appendix I to Appendix II

[in accordance with Resolution Conf. 9.24 (Rev. CoP12), Annex 4, paragraph B. 2 e) and Resolution Conf. 11.16]
Fiji, Ireland, on behalf of the Member States of the European Community, and the United States of America Cheilinus undulatus Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B.]
Indonesia Cacatua sulphurea Transfer from Appendix II to Appendix I

[in accordance with Article II (1) of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 1, paragraphs A. i) and ii); B. i), iii) and iv); and C.].
Indonesia Aquilaria spp. and Gyrinops spp. Inclusion in Appendix II

[in accordance with Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraphs A. and B. i), and Annex 2 b].

(NB: Aquilaria malaccensis is already included in Appendix II)
Indonesia Carettochelys insculpta Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)].
Indonesia and the United States of America Chelodina mccordi Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
Indonesia Gonystylus spp. Inclusion in Appendix II

[in accordance with Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraphs A and B i), and Annex 2b, paragraph B] with annotation #1, i.e.:

Designates all parts and derivatives, except:

a) seeds, spores and pollen (including pollinia);

b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; and

c) cut flowers of artificially propagated plants.
Indonesia Malayemys subtrijuga Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
Indonesia Notochelys platynota Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
Ireland, on behalf of the Member States of the European Community N/A Inclusion of a new paragraph after paragraph 4 in the Interpretation section of the Appendices, to read as follows (with the following paragraphs being renumbered):

"5. The following are not subject to the provisions of the Convention:

a) in vitro cultivated DNA* that does not contain any part of the original from which it is derived;

b) cells or cell lines** cultivated in vitro that theoretically at a molecular level do not contain any part of the original animal or plant from which they are derived;

b) urine and faeces;

c) medicines and other pharmaceutical products such as vaccines, including those in development and in process materials, + that theoretically at a molecular level do not contain any part of the original animal or plant from which they are derived; and

d) fossils."

* That is DNA that is assembled from its constituent materials, not solely extracted directly from plants and animals.

** That is cultures of plant or animal cells, that are maintained and/or propagated in artificial conditions and do not contain any significant part of the original plant or animal from which they are derived.

+ That is products subject to a research or manufacturing process such as medicines, potential medicines and other pharmaceuticals such as vaccines that are produced under conditions of research, diagnostic laboratory or pharmaceutical production and do not depend for their production in bulk solely on material extracted from plants or animals and do not contain any significant part of the original plant or animal from which they are derived.
Italy and Slovenia, on behalf of the Member States of the European Community, Lithophaga lithophaga Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a)]
Japan Balaenoptera acutorostrata Transfer from Appendix I to Appendix II of the Okhotsk Sea – West Pacific stock, the Northeast Atlantic stock and the North Atlantic Central stock
Kenya Panthera leo Transfer from Appendix II to Appendix I

[in accordance with Resolution Conf. 9.24 (Rev. CoP12), Annex 1, paragraphs A. i) and ii) (for the populations of West and Central Africa), and C. i)]

NB: subspecies Panthera leo persica is already included in Appendix I
Kenya Atheris desaixi Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a.
Kenya Bitis worthingtoni Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a].
Madagascar Pyxis arachnoides Transfer from Appendix II to Appendix I

[in accordance with Article II, paragraph 1, of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 1, paragraphs B. i), iii) and iv) and C. i)].
Madagascar Dypsis decipiens

(NB: according to the standard nomenclature adopted by the Conference of the Parties, the correct name for this species is Chrysalidocarpus decipiens)
Transfer from Appendix II to Appendix I
Madagascar Langaha spp. Inclusion in Appendix II
Madagascar Lycodryas citrinus Inclusion in Appendix II
Madagascar Uroplatus spp. Inclusion in Appendix II
Mexico Amazona finschi Transfer from Appendix II to Appendix I

[in accordance with Article II, paragraph 1, and Article XV, paragraph 1 (a), of the Convention, and Resolution Conf. 9.24 (Rev. CoP12), Annexes 1 and 4].
Mexico and United States of America Passerina ciris Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
Namibia Loxodonta africana (Appendix II) Amendment of the annotation regarding the population of Namibia to include:

– an annual export quota of 2,000 kg of raw ivory (accumulated from natural and management-related mortalities);

– trade in worked ivory products for commercial purposes; and

– trade in elephant leather and hair goods for commercial purposes.
Namibia Crocodylus niloticus Transfer from Appendix I to Appendix II of the population of Namibia

[in accordance with Article II, paragraph 2 (a), of the Convention, and Resolution Conf. 9.24 (Rev. CoP12), Annex 4, paragraph B. 2. b)].
Namibia and the United States of America Agapornis roseicollis Deletion from Appendix II
South Africa Loxodonta africana
(Appendix II)
Amendment of the annotation regarding the population of South Africa to allow trade in leather goods for commercial purposes.
Swaziland Ceratotherium simum simum Transfer from Appendix I to Appendix II of the population of Swaziland with the following annotation:

For the exclusive purpose of allowing international trade in:

a) live animals to appropriate and acceptable destinations; and

b) hunting trophies.

All other specimens shall be deemed to be specimens of species included in Appendix I and the trade in them shall be regulated accordingly.
Switzerland, as Depositary Government, at the request of the Standing Committee N/A Inclusion of a new paragraph after paragraph 4 in the Interpretation section of the Appendices, to read as follows (with the following paragraphs being renumbered):

"5. The following are not subject to the provisions of the Convention:

a) in vitro cultivated DNA that does not contain any part of the original;

b) urine and faeces;

c) synthetically produced medicines and other pharmaceutical products such as vaccines that do not contain any part of the original genetic material from which they are derived; and

d) fossils."
Switzerland, as Depositary Government, at the request of the Animals Committee Helioporidae spp., Tubiporidae spp., Scleractinia spp., Milleporidae spp. and Stylasteridae spp. Amendment of the annotation to these taxa to read:

"Fossils, namely all categories of coral rock, except live rock (meaning pieces of coral rock to which are attached live specimens of invertebrate species and coralline algae not included in the Appendices and which are transported moist, but not in water, in crates) are not subject to the provisions of the Convention."
Switzerland Orchidaceae in Appendix II Annotation of Orchidaceae in Appendix II to exclude artificially propagated hybrids of the following taxa, exclusively under the condition that specimens are flowering, potted and labelled, professionally processed for commercial retail sale and that they allow easy identification:

Cymbidium Interspecific hybrids within the genus and intergeneric hybrids

Dendrobium Interspecific hybrids within the genus known in horticulture as "nobile-types" and "phalaenopsis-types," both of which are clearly recognizable by commercial growers and hobbyists

Miltonia Interspecific hybrids within the genus and intergeneric hybrids

Odontoglossum Interspecific hybrids within the genus and intergeneric hybrids

Oncidium Interspecific hybrids within the genus and intergeneric hybrids

Phalaenopsis Interspecific hybrids within the genus and intergeneric hybrids

Vanda Interspecific hybrids within the genus and intergeneric hybrids

The annotation to specifically read as follows:

"Artificially propagated specimens of hybrids are not subject to the provisions of the Convention when:

a) they are traded in flowering state, i.e. with at least one open flower per specimen, with reflexed petals;

b) they are professionally processed for commercial retail sale, e.g. labelled with printed labels and packaged with printed packages;

c) they can be readily recognized as artificially propagated specimens by exhibiting a high degree of cleanliness, undamaged inflorescences, intact root systems and general absence of damage or injury that could be attributable to plants originating in the wild;

d) plants do not exhibit characteristics of wild origin, such as damage by insects or other animals, fungi or algae adhering to leaves, or mechanical damage to inflorescences, roots, leaves or other parts resulting from collection; and

e) labels or packages indicate the trade name of the specimen, the country of artificial propagation or, in case of international trade during the production process, the country where the specimen was labelled and packaged; and labels or packages show a photograph of the flower, or demonstrate by other means the appropriate use of labels and packages in an easily verifiable way.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents."
Switzerland, as Depositary Government, at the request of the Nomenclature Committee Ornithoptera spp., Trogonoptera spp. and Troides spp. in Appendix II. Deletion of the annotation "sensu D’Abrera"
Switzerland, as Depositary Government, at the request of the Plants Committee

Phalaenopsis hybrids (Appendix II) Amendment of the annotation to Orchidaceae in Appendix II regarding Phalaenopsis hybrids to read:

"Artificially propagated specimens of hybrids within the genus Phalaenopsis are not subject to the provisions of the Convention when:

1) specimens are traded in shipments consisting of individual containers (i.e. cartons, boxes or crates) containing 20 or more plants each;

2) all plants within a container are of the same hybrid, with no mixing of different hybrids within a container;

3) plants within a container can be readily recognized as artificially propagated specimens by exhibiting a high degree of uniformity in size and stage of growth, cleanliness, intact root systems and general absence of damage or injury that could be attributable to plants originating in the wild;

4) plants do not exhibit characteristics of wild origin, such as damage by insects or other animals, fungi or algae adhering to leaves, or mechanical damage to roots, leaves, or other parts resulting from collection; and

5) shipments are accompanied by documentation, such as an invoice, which clearly states the number of plants and is signed by the shipper.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents."
Thailand Orcaella brevirostris Transfer from Appendix II to Appendix I
Thailand Vanda coerulea Transfer from Appendix I to Appendix II
Thailand Euphorbiaceae (Appendix II) Annotation to read as follows:

Artificially propagated specimens of Euphorbia lactea are excluded from the provisions of the Convention when they are:

a) grafted on rootstocks of Euphorbia neriifolia L.;

b) colour mutants; or

c) crested-branch forming or fan-shaped.
Thailand Euphorbiaceae (Appendix II) Annotation to read as follows:

Artificially propagated specimens of Euphorbia milii are not subject to the provisions of the Convention when they are:

a) traded in shipments of 100 or more plants;

b) readily recognizable as artificially propagated specimens.
Thailand Orchidaceae in Appendix II Annotation to read as follows:

Artificially propagated specimens of Orchidaceae hybrids are not subject to the provisions of the Convention when:

a) they are readily recognizable as artificially propagated specimens;

b) they do not exhibit characteristics of wild-collected specimens;

c) shipments are accompanied by documentation such as an invoice that indicates clearly the vernacular name of the orchid hybrids and is signed by the shipper.

Specimens that do not clearly meet the criteria for the exemption must be accompanied by appropriate CITES documents.
United States of America Haliaeetus leucocephalus Transfer from Appendix I to Appendix II

[in accordance with Resolution Conf. 9.24 (Rev. CoP12), Annex 4, paragraph B. 2. b)]
United States of America Amyda spp. Inclusion in Appendix II

[in accordance with Article II, paragraph 2. (a), of the Convention, and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)].
United States of America Carettochelyidae spp. Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)].
United States of America Malayemys spp. Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
United States of America Notochelys spp. Inclusion in Appendix II

[in accordance with Article II, paragraph 2 (a), of the Convention and Resolution Conf. 9.24 (Rev. CoP12), Annex 2 a, paragraph B. i)]
United States of America Lynx rufus Deletion from Appendix II
Zambia Crocodylus niloticus Maintenance of the population of Zambia in Appendix II, subject to an annual export quota of no more than 548 wild specimens (including hunting trophies, including problem-animal control). This quota does not include ranched specimens.